<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing DTD v2.3 20070202//EN" "journalpublishing.dtd">
<article article-type="review-article" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">IJDMS</journal-id>
<journal-title>International Journal of Dental and Medical Specialty</journal-title>
<issn pub-type="ppub">2350-0921</issn>
<issn pub-type="epub">2394-4196</issn>
<publisher>
<publisher-name>Renu Publishers</publisher-name>
<publisher-loc>India</publisher-loc>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">IJDMS-7-38</article-id>
<article-id pub-id-type="doi">10.30954/IJDMS.1.2020.9</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Review Article</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>Aligners: The Science of Clear Orthodontics</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Kundal</surname>
<given-names>Sunegha</given-names>
</name>
<xref ref-type="aff" rid="aff1">1</xref>
<xref ref-type="corresp" rid="cor1"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Shokeen</surname>
<given-names>Tulika</given-names>
</name>
<xref ref-type="aff" rid="aff2">2</xref>
</contrib>
</contrib-group>
<aff id="aff1"><label>1</label>Specialist Orthodontist, Private Practitioner, Jammu and Kashmir, India</aff>
<aff id="aff2"><label>2</label>Specialist Orthodontist, Private Practitioner, Delhi, India</aff>
<author-notes>
<corresp id="cor1">
<bold>Address for Correspondence:</bold> Dr. Sunegha Kundal, Specialist Orthodontist, Private Practitioner, Jammu - 180011, Jammu and Kashmir, India. Phone: +91-9086505505. E-mail: <email xlink:href="suneghakundal@gmail.com">suneghakundal@gmail.com</email>
</corresp>
</author-notes>
<pub-date pub-type="ppub">
<season>Jan-Jun</season>
<year>2020</year>
</pub-date>
<volume>7</volume>
<issue>1</issue>
<fpage>38</fpage>
<lpage>42</lpage>
<history>
<date date-type="received"><day>27</day><month>05</month><year>2020</year></date>
<date date-type="rev-recd"><day>16</day><month>06</month><year>2020</year></date>
<date date-type="accepted"><day>28</day><month>06</month><year>2020</year></date>
</history>
<permissions>
<copyright-statement>Copyright: &#x000a9; International Journal of Dental and Medical Specialty</copyright-statement>
<copyright-year>2020</copyright-year>
<license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by-nc-sa/3.0">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution-Noncommercial-Share Alike 3.0 Unported, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</p>
</license>
</permissions>
<abstract>
<p>Since their inception, clear aligners have undergone multitude of advancements that aimed to make the orthodontic treatment less conspicuous. Used for moving teeth for alignment and creating healthy and beautiful smiles, like many other orthodontic appliances, clear aligners have proven to be a much more comfortable and esthetic alternative. The treatment success relies on clinicians&#x2019; knowledge and experience with the aligners, proper case selection, and the patients&#x2019; adherence to the treatment protocols. The area of exploration of this review is limited to providing an overview of the clear aligner treatment including benefits and limitations, principles and biomechanics of clear aligner treatment, materials used, methods of fabrication, and wear time. Umpteen manufacturers have emerged accounting for the increased demand by patients seeking orthodontic treatment, with the number increasing every year. It is outside the purview of this article to elucidate and compare the array of clear aligner systems available today.</p>
</abstract>
<kwd-group>
<kwd>Esthetics</kwd>
<kwd>clear aligners</kwd>
<kwd>orthodontics</kwd>
<kwd>tooth movement</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="sec1-1" sec-type="intro">
<title>INTRODUCTION</title>
<p>Orthodontic treatment has long been synonymous to a mouth full of &#x201C;unattractive&#x201D; wires. The stigma extended beyond outer appearance, with people perceiving those with metal braces to have a lower intellect.[<xref ref-type="bibr" rid="ref1">1</xref>] Introduction of clear aligners thus came as a respite to the orthodontic patient, for their esthetic superiority made them more attractive to metal and ceramic brackets.[<xref ref-type="bibr" rid="ref2">2</xref>] These are the active clear plastic trays fitting snugly onto the teeth, each worn for 2 weeks on an average, and changed sequentially to accomplish the incorporated tooth movements. From being used for mild malocclusion cases at the outset to treating vast variety of cases contemporarily, from minimal crowding to bicuspid extractions, clear aligners have come a long way and still continue to evolve.</p>
</sec>
<sec id="sec1-2">
<title>THE ORIGIN STORY</title>
<p>Contrary to popular belief, clear aligners are not a new find. The chronology leading up to their present-day use dates to 1945, when Dr. Harold D. Kesling first advocated a rubber appliance for moving teeth.[<xref ref-type="bibr" rid="ref3">3</xref>] In 1964, Nahoum fabricated the dental contour appliance in what was to be the first thermoformed plastic sheet for moving teeth.[<xref ref-type="bibr" rid="ref4">4</xref>] Sheridan modified the same in 1993, calling it the Essix Appliance.[<xref ref-type="bibr" rid="ref5">5</xref>] However, fabricating the appliance was a laborious process requiring impression-making at every successive appointment. The solution arrived in the form of a clear aligner system created digitally by two Stanford graduates &#x2013; Zia Chishti and Kelsey Wirth. Called Invisalign&#x00AE;, it was launched in 1997 by Align Technology&#x00A9; (Santa Clara, CA) and is credited with bringing a comfortable alternative to braces to mainstream orthodontics. In 2005, a competitor emerged in the form of OrthoClear&#x00AE; &#x2013; a clear aligner system developed independently by one of the original founders Zia Chishti. However, it was withdrawn a year later due to lawsuits alleging patent infringement. Many practicing clear aligner users suffered as a result, one of whom was Dr. Willis Pumphrey whose 400 patients were stranded mid-treatment. He responded by developing ClearCorrect (ClearCorrect, Round Rock, TX, USA), an Invisalign&#x00AE; alternative that quickly gained popularity. An onslaught of clear aligner systems has since followed that are being used to correct minor to complex malocclusions.[<xref ref-type="bibr" rid="ref6">6</xref>]</p>
</sec>
<sec id="sec1-3">
<title>BENEFITS AND LIMITATIONS</title>
<sec id="sec2-1">
<title>Benefits</title>
<p>
<list list-type="roman-lower">
<list-item>
<p>Esthetics: A transparent, clear design that is discreet.</p>
</list-item>
<list-item>
<p>Comfort: Free from brackets or wires and resultant cuts and ulcerations.</p>
</list-item>
<list-item>
<p>Improved oral hygiene and periodontal health: Removable nature allows proper brushing and flossing.</p>
</list-item>
<list-item>
<p>No food restrictions: Patients are free to eat or drink anything during clear aligner therapy (CAT).</p>
</list-item>
<list-item>
<p>Predictable treatment time: Digital planning ensures a precise estimation of treatment time.</p>
</list-item>
<list-item>
<p>Decreased dental office visits: Patients themselves change their subsequent aligners, requiring fewer office visits.</p>
</list-item>
<list-item>
<p>Minimal emergencies: Significantly reduced emergency appointments with CAT as compared to fixed orthodontic treatment.</p>
</list-item>
<list-item>
<p>Possible to include teeth with structural anomalies and difficult-to-bond surfaces.</p>
</list-item>
</list>
</p>
</sec>
<sec id="sec2-2">
<title>Limitations</title>
<p>
<list list-type="roman-lower">
<list-item>
<p>Dependency on patient compliance: A wear time of 22 h/day is mandatory for therapy to be effective.</p>
</list-item>
<list-item>
<p>Limited extent of tooth movements by aligners alone: For complex movements, auxiliaries are required as an adjunct to aligners.</p>
</list-item>
<list-item>
<p>Higher cost.</p>
</list-item>
<list-item>
<p>Initial slurring of speech: Subsides subsequently after 2&#x2013;3 days of wear.</p>
</list-item>
<list-item>
<p>Breakages: While wearing or removing if the patient applies excessive force.</p>
</list-item>
<list-item>
<p>Chances of losing the aligners: Removable nature makes aligners prone to being misplaced.</p>
</list-item>
<list-item>
<p>Inconvenience: Removing aligners every time one eats or drinks can be a burden.</p>
</list-item>
<list-item>
<p>Manufacturing defects: Results in ill-fitting aligners.</p>
</list-item>
</list>
</p>
</sec>
</sec>
<sec id="sec1-4">
<title>PRINCIPLES OF CAT</title>
<p>CAT works on two basic principles:[<xref ref-type="bibr" rid="ref7">7</xref>]</p>
<p>
<list list-type="order">
<list-item>
<p>Creating space: Through arch expansion, tooth extraction, or interproximal reduction (IPR).</p>
</list-item>
<list-item>
<p>Force/pressure application: Through small incremental movements incorporated in aligner itself and with auxiliaries (attachments, dimples, elastics, or digital power chains). The amount of pressure required for moving a tooth depends on factors such as tooth shape, tooth size, type of movement, and periodontal condition.</p>
</list-item>
</list>
</p>
</sec>
<sec id="sec1-5">
<title>BIOMECHANICS OF CAT</title>
<p>The mechanism of tooth movement with clear aligners is centered around two systems:[<xref ref-type="bibr" rid="ref8">8</xref>,<xref ref-type="bibr" rid="ref9">9</xref>]</p>
<p>
<list list-type="order">
<list-item>
<p>Displacement-driven system: Controls tipping and minor rotations. Aligners are fabricated as per next staged position; the tooth continues to move till the aligner becomes passive. No root movement elicited.</p>
</list-item>
<list-item>
<p>Force-driven system: The software determines the type of movement required for an individual tooth, the mechanical principles needed to achieve that movement, and aligner shape. Pressure points and attachments are incorporated into aligners that apply the forces required for planned movements.</p>
</list-item>
</list>
</p>
</sec>
<sec id="sec1-6">
<title>TYPE OF MATERIALS USED</title>
<p>Clear aligner materials have evolved from a single layered or monophasic plastic to the 2<sup>nd</sup> generation polyurethane material, to the currently used 3<sup>rd</sup> generation multilayered polyurethane-like material that comprises of hard and soft layers. While the soft layer imparts the property of elastic deformation allowing smooth seating of the aligner, the hard layer ensures strength and durability.[<xref ref-type="bibr" rid="ref10">10</xref>] Polyethylene terephthalate glycol modified (PET-G) remains the commonly used material. Other materials include polypropylene, polycarbonate, thermoplastic polyurethanes, and ethylene vinyl acetate.[<xref ref-type="bibr" rid="ref11">11</xref>] <xref ref-type="table" rid="T1">Table 1</xref> enlists popular clear aligner brands and the material used for aligner fabrication.[<xref ref-type="bibr" rid="ref12">12</xref>]</p>
<table-wrap id="T1">
<label>Table 1</label>
<caption>
<p>Clear aligner brands and the material used by them for aligner fabrication</p>
</caption>
<graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="IJDMS-7-38-g001.tif"/>
</table-wrap>
</sec>
<sec id="sec1-7">
<title>PROPERTIES OF CLEAR ALIGNER MATERIAL</title>
<sec id="sec2-3">
<title>Mechanical Properties</title>
<p>Force delivery of clear aligners depends on:</p>
<p>
<list list-type="alpha-lower">
<list-item>
<p>Amount of activation: The extent of movement prescribed per aligner differs for every clear aligner system. ClearSmile&#x00AE; system allows 0.5 mm, ClearCorrect (ClearCorrect, Round Rock, TX, USA) prescribes 0.3 mm, whereas Invisalign (Align Technology, Inc., Santa Clara, CA, USA) incorporates 0.25 mm of tooth movement per aligner.[<xref ref-type="bibr" rid="ref13">13</xref>,<xref ref-type="bibr" rid="ref14">14</xref>]</p>
</list-item>
<list-item>
<p>Type of material: Pressure formed appliance exerts greater force systems at higher rates of activation as compared to vacuum formed ones.[<xref ref-type="bibr" rid="ref15">15</xref>,<xref ref-type="bibr" rid="ref16">16</xref>]</p>
</list-item>
<list-item>
<p>Thickness of material: Ranges from 0.5 to 1.5 mm; thicker the material, higher the force.[<xref ref-type="bibr" rid="ref17">17</xref>,<xref ref-type="bibr" rid="ref18">18</xref>]</p>
</list-item>
<list-item>
<p>Size and shape of adjacent teeth.[<xref ref-type="bibr" rid="ref16">16</xref>]</p>
</list-item>
</list>
</p>
<p>Wear resistance of an aligner is indicated by the hardness of its material; higher the hardness value, better the wear resistance. Similarly, higher elastic index indicates brittleness of the material; a high modulus of elasticity increases the force delivery capacity under constant strain, which is a desirable property for an aligner material.[<xref ref-type="bibr" rid="ref19">19</xref>]</p>
</sec>
<sec id="sec2-4">
<title>Aging</title>
<p>Mechanical properties of the aligner material deteriorate with time. Microcracks, delaminated areas, calcified biofilm deposits, and loss of transparency were reported in Invisalign (Align Technology, Inc., Santa Clara, CA, USA) aligners worn for 2 weeks.[<xref ref-type="bibr" rid="ref20">20</xref>,<xref ref-type="bibr" rid="ref21">21</xref>] The residual stresses decrease in the thermoplastic materials with time.[<xref ref-type="bibr" rid="ref22">22</xref>] A change in fit of the appliance and resultant orthodontic forces can be seen as a result of intraoral hygroscopic expansion. Water absorption of thermoplastic materials increases with time, with Invisalign (Align Technology, Inc., Santa Clara, CA, USA) showing the highest absorption followed by PET-G.[<xref ref-type="bibr" rid="ref12">12</xref>]</p>
</sec>
<sec id="sec2-5">
<title>Thermal Properties</title>
<p>All polymers have a glass-transition temperature (T<sub>g</sub>) at which the rigid state converts to a rubbery state. When thermal properties of three clear aligners (Invisalign [Align Technology, Inc., Santa Clara, CA, USA), Simpli5 [Allesee Orthodontic Appliances, Sturtevant, WI, USA], and ClearCorrect [ClearCorrect, Round Rock, TX, USA]) were compared, all three aligner systems were found to have a T<sub>g</sub> above the accepted oral maximum temperature, with no significant difference seen before and after clinical use.[<xref ref-type="bibr" rid="ref23">23</xref>]</p>
</sec>
<sec id="sec2-6">
<title>Stainability</title>
<p>The aligner material should be able to maintain its color stability and transparency. To avoid pigment adsorption, it is recommended to remove aligners during eating and while drinking colored drinks. Color changes in aligners have been reported on exposure to staining solutions such as coffee, black tea, and red wine.[<xref ref-type="bibr" rid="ref24">24</xref>] Invisalign (Align Technology, Inc., Santa Clara, CA, USA) was more prone to pigmentation when exposed to coffee or red wine.[<xref ref-type="bibr" rid="ref25">25</xref>]</p>
</sec>
</sec>
<sec id="sec1-8">
<title>FABRICATION OF CLEAR ALIGNERS</title>
<sec id="sec2-7">
<title>Manual</title>
<p>The individual teeth are sectioned and repositioned sequentially using a wax setup. Once a working cast is obtained, teeth are removed from cast and moved into the planned position, with aligners sheets molded onto the realigned models using pressure molding or vacuum machine.[<xref ref-type="bibr" rid="ref26">26</xref>]</p>
</sec>
<sec id="sec2-8">
<title>Digital (CAD-CAM)[<xref ref-type="bibr" rid="ref27">27</xref>]</title>
<p>
<list list-type="bullet">
<list-item>
<p>Patients&#x2019; impressions obtained digitally by intraoral scanner and uploaded for virtual treatment planning.</p>
</list-item>
<list-item>
<p>In case of traditional impressions (polyvinyl siloxane putty), casts are obtained, scanned, and uploaded.</p>
</list-item>
<list-item>
<p>Digital models are then analyzed for IPR and expansion requirements.</p>
</list-item>
<list-item>
<p>Teeth are sectioned digitally.</p>
</list-item>
<list-item>
<p>IPR prescription is reviewed for validity and if acceptable, IPR is performed digitally and plan is communicated to the doctor.</p>
</list-item>
<list-item>
<p>Teeth are then moved into correct alignment digitally and a digital overlay model is created by superimposing final model onto the original model.</p>
</list-item>
<list-item>
<p>Sequence of aligners fabricated using the overlay model.</p>
</list-item>
<list-item>
<p>The force bumps, attachments, or auxiliaries are then planned for aiding tooth movements.</p>
</list-item>
</list>
</p>
</sec>
</sec>
<sec id="sec1-9">
<title>GINGIVAL MARGIN DESIGN OF ALIGNERS</title>
<p>Clear aligner should seat completely on insertion and be properly anchored to the dental arch without any dislodgement or vertical lifting. A decline in aligner forces at gum line is seen due to flexibility of gingival margins, thus impeding the ability to produce certain tooth movements. The possible margin designs are scalloped, straight cut at the gingival zenith, and straight cut 2 mm above the gingival zenith (most retentive) [<xref ref-type="fig" rid="F1">Figure 1</xref>].[<xref ref-type="bibr" rid="ref28">28</xref>]</p>
<fig id="F1">
<label>Figure 1</label>
<caption>
<p>Gingival margin design of aligners: (a) Scalloped, (b) straight cut at gingival zenith, (c) straight cut 2 mm above the gingival zenith</p>
</caption>
<graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="IJDMS-7-38-g002.tif"/>
</fig>
</sec>
<sec id="sec1-10">
<title>WEAR TIME OF ALIGNERS</title>
<p>Wearing an aligner for 22 h/day for 2 weeks is mandated to ensure maximum expression of aligner prescription.[<xref ref-type="bibr" rid="ref29">29</xref>] A decrease in daily wear time likely decreases the efficacy of certain incisor movements, reportedly labial inclination and buccolingual translation of mandibular incisors, rotation of maxillary central incisors, as well as buccolingual translation and intrusion of maxillary lateral incisors.[<xref ref-type="bibr" rid="ref30">30</xref>] However, most incorporated movements occur within the 1<sup>st</sup> week, thus casting doubt over usefulness of the additional 1 week of aligner wear.[<xref ref-type="bibr" rid="ref9">9</xref>,<xref ref-type="bibr" rid="ref31">31</xref>]</p>
</sec>
<sec id="sec1-11">
<title>TOOTH MOVEMENTS WITH CLEAR ALIGNERS</title>
<p>Replacing braces with clear polyurethane trays for orthodontic treatment have raised questions regarding its efficiency in moving the teeth. Tooth movement obtained most accurately with clear aligners is retrusion, followed by rotation, fan-type expansion, and protrusion, respectively.[<xref ref-type="bibr" rid="ref32">32</xref>] Acceptable results can be achieved for the buccolingual inclination of maxillary and mandibular incisors in mild-to-moderate malocclusions.[<xref ref-type="bibr" rid="ref33">33</xref>]</p>
<p>CAT is recommended in non-extraction cases with mild-to-moderate malocclusions in non-growing patients.[<xref ref-type="bibr" rid="ref34">34</xref>] In extraction cases, proper root angulations can be attained with use of suitable attachments and adequate knowledge of the system.[<xref ref-type="bibr" rid="ref35">35</xref>] Maxillary molar distalization (2.5 mm) and premolar extraction space closure (7 mm) are the most predictable and controlled movements that can be obtained.[<xref ref-type="bibr" rid="ref36">36</xref>] To its demerit, as occlusal contacts are lost due to thickness of aligners, problems with the final settling of the occlusal plane can arise.[<xref ref-type="bibr" rid="ref37">37</xref>]</p>
</sec>
<sec id="sec1-12">
<title>ROOT RESORPTION WITH CLEAR ALIGNERS</title>
<p>While fixed orthodontic appliances cause root resorption as a side effect of heavy orthodontic forces, there is no clear consensus on root resorption with CAT. A lower incidence and severity of root resorption has been reported, with incisors being the most affected teeth.[<xref ref-type="bibr" rid="ref38">38</xref>] The incidence of root resorption was seen to be comparable between aligners and light orthodontic forces.[<xref ref-type="bibr" rid="ref39">39</xref>] Another study revealed a lower severity and prevalence of root resorption with aligners.[<xref ref-type="bibr" rid="ref40">40</xref>]</p>
</sec>
<sec id="sec1-13" sec-type="conclusion">
<title>CONCLUSION</title>
<p>Clear aligner treatment has flourished since its introduction into orthodontics. Continued developments on the technological front are being adapted to improve its efficiency, especially in complex cases. Being a removable appliance, patient compliance is the foremost criteria for success of treatment with aligners and patient motivation is indispensable to avail the planned treatment outcomes. Arrays of companies are manufacturing aligners today, providing them directly to consumers, or routing through the dentists; it falls beyond the scope of this article to study the individual characteristics of each system.</p>
</sec>
</body>
<back>
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<person-group person-group-type="author">
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<given-names>G</given-names>
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<surname>Ravera</surname>
<given-names>S</given-names>
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<surname>Castroflorio</surname>
<given-names>T</given-names>
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<given-names>F</given-names>
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<year>2017</year>
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<fn-group>
<fn fn-type="supported-by">
<p><bold>Source of Support:</bold> None;</p>
</fn>
<fn fn-type="conflict">
<p><bold>Conflict of Interest:</bold> None</p>
</fn>
</fn-group>
</back>
</article>
